ATIVIDADES DE INTERMEDIAÇÃO NO MERCADO DE CAPITAIS E ACORDOS-QUADRO DE INTERMEDIAÇÃO
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Palavras-chave

Intermediary institution
intermediary
framework contract
audit
protection

Como Citar

Koç , H. . (2023). ATIVIDADES DE INTERMEDIAÇÃO NO MERCADO DE CAPITAIS E ACORDOS-QUADRO DE INTERMEDIAÇÃO. Lex Humana (ISSN 2175-0947), 15(1), 291–307. Recuperado de https://seer.ucp.br/seer/index.php/LexHumana/article/view/2427

Resumo

As instituições intermediárias são instituições que operam no campo dos mercados de capitais. As instituições intermediárias atuam como intermediárias para trazer os fundos para a economia. Durante a execução das atividades intermediárias, é celebrado um contrato entre as instituições intermediárias e seus clientes. Este contrato é um contrato estrutural de corretagem. Na conclusão do contrato estrutural de corretagem, alguns mecanismos de proteção foram introduzidos para proteger os clientes em uma situação fraca. Os mecanismos de proteção são particularmente importantes quando os clientes são consumidores. No entanto, a proteção dos clientes não depende de seu status de consumidor. Em outras palavras, os clientes devem ser protegidos nos termos do acordo-quadro, mesmo que não sejam consumidores. Esses mecanismos ocorrem no âmbito da lei do mercado de capitais, do Código de Proteção do Consumidor e do Código Turco de Obrigações.

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